A district formal investigation consists of a Coast Guard investigating officer who will receive evidence and testimony using formal rules and procedures and is convened when the information to be derived has considerable regional significance, or may indicate vessel class problems or areas of technical importance.
The district formal investigation will probe every aspect of the accident and will determine as closely as possible:
the cause of the accident;
whether there is evidence that any failure of material or equipment was involved or contributed to the casualty;
whether there is evidence that any act of misconduct, inattention to duty, negligence, or willful violation of the law on the part of any licensed or certificated person contributed to the casualty;
whether there is evidence that any Coast Guard or other government agency personnel caused or contributed to the casualty; and
whether the accident should be further investigated by a Marine Board of Investigation.
The Investigating Officer, Cmdr. Kevin M. Carroll, is the chief of the Coast Guard 5th District Marine Inspections and Investigations Branch and will be assisted by investigating officers from Coast Guard Sector North Carolina in Wilmington, N.C.
Coast Guard investigations of marine casualties and accidents are for the purpose of taking appropriate measures for promoting safety of life and property and are not intended to fix civil or criminal responsibility.
A district formal investigation often takes several months to properly complete.
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